US stock commission
| Level | Rate per share | Min fee per order | Max fee per order | Charged by |
| VIP 0 | 0.0099 USD per share | 0.99 USD | Trade total × 1% | UMX |
| VIP 1 | 0.00695 USD per share | |||
| VIP 2 | 0.00695 USD per share | |||
| VIP 3 | 0.00695 USD per share | |||
| VIP 4 | 0.0062 USD per share | |||
| VIP 5 | 0.0062 USD per share | |||
| VIP 6 | 0.00375 USD per share | |||
| VIP 7 | 0.00375 USD per share | |||
| VIP 8 | 0.0035 USD per share | |||
| VIP 9 | 0.00275 USD per share |
Third-party fees
Fee type |
Fee rates |
Charged by |
Trading activity fee |
1. Sell orders only: 0.000195 USD per share |
FINRA (Financial Industry Regulatory Authority) |
SEC regulatory fee |
1. Sell orders only: 0.0000206 USD per order |
US Securities and Exchange Commission (SEC) |
Notes:
- "Good Till Cancelled" (GTC) orders will be charged separately for each execution date. Trading fees are based on the execution date—all fills on the same trading day count as one order; fills on different dates are charged as separate orders.
- For fractional share orders of less than 1 share, UMX charges a platform fee of 1% of the total trade value, capped at USD 1 dollar. No commissions or third-party fees apply. For fractional share orders of 1 share or more, UMX will bill according to the standard rate schedule mentioned above.
- The above fees apply to online trading. For offline trading, fees are charged at $0.02 per share with a minimum of $30 per order. For assistance, please email CS@UMX.com or call our trading hotline.
- UMX may adjust third-party and service fees based on requirements from exchanges, regulators, and other external organizations.
- Dividend tax standard: On the ex-dividend date, dividend tax will be withheld based on the total dividend amount. The applicable tax rate varies depending on the customer's tax residency status, the market of the underlying holding, and other factors. Please refer to the final tax amount on the payment date.
Other service charges
| Fee type | Fee rates | Charged by |
| ADR (American Depository Receipts) fee | 0.01 - 0.05 USD per share | DTCC (Depository Trust and Clearing Corporation) |
| Dividend tax | Tax rates may vary depending on the nature of the listed security and/or tax policies in the investor's country/region of residence and/or the issuer's country of incorporation | US Internal Revenue Service (IRS) |
| Real-time market data fee | Upon registration, clients can select and pay for a market data plan tailored to their specific needs. | US stock exchange or data provider |
|
Act on behalf of clients in handling shareholder meeting matters We currently offer two types of services: 2. You may choose one based on your requirements. |
10 USD per application | UMX |
U.S. Securities Transfer Fees |
Incoming transfers: Free
Outgoing transfers: USD 150 per security
|
UMX |
Notes:
1. What's ADR and ADR fee?
An ADR (American Depositary Receipt) is a transferable certificate issued by a US custodian bank to facilitate trading of foreign company stocks on US markets. An ADR typically represents publicly traded stock of a non-US company. Under US regulations, many companies not registered in the US are required to list and trade in ADR form on US markets.
ADR fees are charged by custodian banks to investors who hold ADRs at specific times for managing ADRs (such as registration, record-keeping, and other administrative work). In 2008, the SEC approved that the DTC (Depository Trust Company) may periodically charge this fee on behalf of custodian institutions (banks or investment banks) to investors.
2) How much is the ADR fee and how is it charged?
ADR fees typically range from USD 0.01 to 0.05 per share, with the fee amount and collection date varying for different ADRs. Please refer to the specific ADR's prospectus for details. Charging methods include:
Deduction from dividends: Most ADRs deduct the ADR fee directly from common stock dividends.
The fee may be deducted when the brokerage receives dividends, or it may be deducted from the investor's account after the dividend is paid.
ADRs without dividends: If an ADR pays dividends irregularly, the fee will be collected by the broker from current holders on a specified record date.
The custodian bank will announce the fee notice date, record date, and deduction date in advance.
Only investors holding ADRs on the record date need to pay the fee. Trading after the record date does not affect the current period's fee.
Brokers typically freeze the estimated fee in advance and notify customers via email or app notifications. The actual deduction date may differ from the custodian bank's deduction date.
Reminder: UMX typically notifies customers via email or app notifications 5 trading days before the fee is deducted. If your account risk level or available funds may become negative after the estimated deduction, please replenish funds or manually close positions to avoid triggering forced liquidation.
2. How do I check ADR fees?
Investors can find fee information through the websites of various ADR custodian banks or through the SEC's EDGAR Company Search tool to find fee information. Currently, most ADRs on the market are held by the following four banks:
Investors can log into the above banks' websites and enter the ADR code to search; if not found, try other banks or consult the fee details in the ADR's prospectus on the EDGAR platform. Additionally, you can log into the UMX website or app to check your ADR fees.